Learn HP LoadRunner Load Testing Tool in 8 Days Free LoadRunner Training Tutorials QTP Tutorial 3 Adding Standard Steps From Keyword View. PNB Tutorial News Portal For Youth. Series 2. 4 General Securities Principal Exam GPThe Series 2. General Securities Principal Qualification Examination GPassesses the competency of an entry level general securities principal candidate to perform his or her job as a general securities principal. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker dealer. The Series 2. 4 consists of 1. Candidates are given three hours and 4. The passing score is 7. Please see NASD Rule 1. General Securities Principal for more information. Content Outline. The Series 2. Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. It includes sample questions to acquaint candidates with the types of multiple choice questions on the exam. The outline is comprised of the five main job functions of a general securities principal Function 1 Supervision of registration of broker dealer and personnel management activities. Function 2 Supervision of general broker dealer activities. Function 3 Supervision of retail and institutional customer related activities. Function 4 Supervision of trading and market making activities. Function 5 Supervision of investment banking and research. Download Series 2. Content Outline. Eligibility. The Series 2. 4 has a prerequisite exam requirement. Candidates must pass one of the following exams to hold the registration Series 7. Series 1. 7Series 3. Series 3. 8Series 5. Candidates will receive the Trader Principal TP designation instead of the GP upon passing the S2. Series 6. 2Series 7. Series 8. 2Please see Register a New Candidate for more information on the registration process. Permitted Activities. Earn To Die 2012 Part 2 Game Unblocked. A general securities principals supervisory responsibilities are governed by the limitations of his or her representative level registrations. Covered supervisory activities include regulatory compliance over Trading. Market making. Underwriting. Advertising. Taking the Exam. The table below lists the allocation of exam questions for each main job function of a general securities principal Section. Number of Questions. Section 1 Supervision of Registration of Broker Dealer and Personnel Management Activities. Section 2 Supervision of General Broker Dealer Activities. Section 3 Supervision of Retail and Institutional Customer Related Activities. Section 4 Supervision of Trading and Market Making Activities. Section 5 Supervision of Investment Banking and Research. TOTAL1. 50. See On the Day of Your Exam for more information. Key Questions. 1. On SAP Agreements site you can find various agreement documents for cloud, software and service offerings from SAP. StudyNotesWiki. TUTORIAL LETTERS IN THE 2 SERIES 201, 202, 203 11 LLB Forums Civil Procedure Court Proceedings CIP3701 StudyNotesWiki Forum. Banking. The Division of Banking regulates and supervises statechartered banks, savings institutions and consumer financial service industries, under statutory. Free SAP Hybris, FlexBox, Axure RP, OpenShift, Apache Bench, qTest, TestLodge, Power BI, Jython, Financial Accounting, text and video tutorials for UPSC, IAS, PCS. The ALDO Group is well known around the world for its fashionable footwear and accessories, cool retail stores, and exceptional customer service. Bank-Job-Resume-Sample-749x970.jpg' alt='Retail Banking Tutorial Pdf' title='Retail Banking Tutorial Pdf' />What is the difference between the General Securities Sales Supervisor Exam Series 91. General Securities Principal Exam Series 2. The General Securities Sales Supervisor Examination Series 91. It qualifies an individual to supervise sales activities of a brokerdealer. It satisfies the testing requirements of the American Stock Exchange LLC, the Chicago Board Options Exchange Inc., the Chicago Stock Exchange, the Municipal Securities Rulemaking Board, FINRA, the Pacific Exchange, Inc., and the Philadelphia Stock Exchange. The Series 91. The General Securities Sales Supervisor Exam does not allow the sales supervisorbranch manager to supervise other areas of a members securities business, such as underwriting, trading, advertising, or overall firm compliance with financial responsibilities. The Series 2. 4, on the other hand, qualifies a candidate as a general securities principal for FINRA only. Retail Banking Tutorial Pdf' title='Retail Banking Tutorial Pdf' />By passing the Series 2. While the scope of the general securities principals supervisory authority is broader than the Series 91. Series 2. 4 is limited in the products that it covers. The general securities principal qualification does not cover municipal securities or options. NASD Membership and Registration Rules 1. Limited Principal General Securities Sales Supervisor and General Securities PrincipalUsing Reference Materials. The test administrator will provide whiteboarddry erase marker and basic electronic calculators to the candidates, which must be returned to the test center administrator at the end of the testing session. Some test questions involve calculations. Only the provided calculators may be used during the examination. The examination may contain questions that require the use of exhibits e. If so, the questions will indicate when to refer to an exhibit. Candidates are not permitted to bring any reference materials to testing sessions. Severe penalties are imposed on candidates who cheat or attempt to cheat on FINRA administered examinations. To learn more about logistics and protocols for your exam day, please see On The Day of Your Exam.